sec whistleblower attorneys
February 11, 2020
The Nutmeg Group LLC, Randall Goulding, David Goulding, et al.
Financial Fraud
SANCTION AMOUNT: $1897009
Defendants: The Nutmeg Group LLC
Randall Goulding, David Goulding
Following a trial, the Court found that Registered Investment Adviser The Nutmeg Group and its managing member Randall Goulding commingled and siphoned investor funds, and had flawed internal systems and methods for valuing and reporting assets under management. Judgment against David Goulding, the former Chief Compliance Officer, was entered subsequently.
- Key Docs
- Official SEC press release
