sec whistleblower attorneys
June 04, 2020
Navellier & Associates, Inc., Louis Navellier
Offering Fraud
SANCTION AMOUNT: $37978190
Defendants: Navellier & Associates, Inc.
Louis Navellier
Summary judgment granted upon SEC charges that defendants breached their fiduciary duties and defrauded their advisory clients and prospective clients through the use of marketing materials that included false statements regarding the past performance of an investment strategy called Vireo AlphaSector.
- Key Docs
- Official SEC press release
