Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

November 12, 2019

Portfolio Advisors Alliance, Howard J. Allen, Kerri L. Wasserman, American Growth Funding II, LLC, Ralph C. Johnson

Offering Fraud


Defendants: Portfolio Advisors Alliance, American Growth Funding II, LLC
Howard J. Allen, Kerri L. Wasserman, Ralph C. Johnson

AGF II was a lending company run by Ralph Johnson. They agreed to entry of judgment upon charges they lied to purchasers of AGF II's high-yield securities. And Portfolio Advisors Alliance and the other two individual defendants were a broker-dealer and its two principals who were found by jury to have known of AGF II's fraud and continued to solicit purchasers regardless.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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