sec whistleblower attorneys
March 02, 2020
Donald J. Fowler, Gregory T. Dean
Trading and Pricing
SANCTION AMOUNT: $2675563
Defendants: Donald J. Fowler, Gregory T. Dean
Combined sanction as against two broker partners. Defendant Dean settled (with admissions) prior to a jury trial that proceeded against his co-defendant, in which the SEC proved churning in their customers' accounts.
- Key Docs
- Official SEC press release
