SEC
Whistleblower
Attorneys

March 02, 2020

Donald J. Fowler, Gregory T. Dean

Trading and Pricing

SANCTION AMOUNT: $2675563

Defendants: Donald J. Fowler, Gregory T. Dean

Combined sanction as against two broker partners. Defendant Dean settled (with admissions) prior to a jury trial that proceeded against his co-defendant, in which the SEC proved churning in their customers' accounts.

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