SEC
Whistleblower
Attorneys
LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

December 26, 2019

Navnoor S. Kang, Gregg Z. Schonhorn, Deborah D. Kelley

Trading and Pricing

SANCTION AMOUNT: Approximately $3.95 million

Defendants: Navnoor S. Kang, Gregg Z. Schonhorn, Deborah D. Kelley

Final judgment entered on consent against Kang, former director of fixed income for the New York State Common Retirement Fund, and registered representatives at two different broker-dealers. Defendants were charged with conducting a pay-to-play scheme.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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