SEC
Whistleblower
Attorneys

December 26, 2019

Navnoor S. Kang, Gregg Z. Schonhorn, Deborah D. Kelley

Trading and Pricing

SANCTION AMOUNT: Approximately $3.95 million

Defendants: Navnoor S. Kang, Gregg Z. Schonhorn, Deborah D. Kelley

Final judgment entered on consent against Kang, former director of fixed income for the New York State Common Retirement Fund, and registered representatives at two different broker-dealers. Defendants were charged with conducting a pay-to-play scheme.

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