SEC
Whistleblower
Attorneys

December 23, 2019

Amir Waldman, Ariel Darvasi, Lawrence F. Cluff, Jr., Roger E. Shaoul, James Shaoul

Trading and Pricing

SANCTION AMOUNT: $5999998

Defendants: Amir Waldman, Ariel Darvasi, Lawrence F. Cluff, Jr., Roger E. Shaoul, James Shaoul

Partial resolution of insider trading case, with final judgments entered against Roger and James Shaoul for their alleged participation as tippee and tipper, respectively. The MNPI was a tender offer from Intel Corp. to technology company Mobileye, N.V., developer of an autonomous driving system.

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