sec whistleblower attorneys
December 23, 2019
Amir Waldman, Ariel Darvasi, Lawrence F. Cluff, Jr., Roger E. Shaoul, James Shaoul
Trading and Pricing
SANCTION AMOUNT: $5999998
Defendants: Amir Waldman, Ariel Darvasi, Lawrence F. Cluff, Jr., Roger E. Shaoul, James Shaoul
Partial resolution of insider trading case, with final judgments entered against Roger and James Shaoul for their alleged participation as tippee and tipper, respectively. The MNPI was a tender offer from Intel Corp. to technology company Mobileye, N.V., developer of an autonomous driving system.
- Key Docs
- Official SEC press release