sec whistleblower attorneys
December 12, 2019
John Special, et al.
Trading and Pricing
SANCTION AMOUNT: $3316266
Defendants: John Special
Settled charges of insider trading by tippee who obtained MNPI from friend who trusted him to keep the information confidential and not trade on it. Sanction includes a sum disgorged by a relief defendant in whose account defendant also traded.
- Key Docs
- Official SEC press release
