SEC
Whistleblower
Attorneys

December 12, 2019

John Special, et al.

Trading and Pricing

SANCTION AMOUNT: $3316266

Defendants: John Special

Settled charges of insider trading by tippee who obtained MNPI from friend who trusted him to keep the information confidential and not trade on it. Sanction includes a sum disgorged by a relief defendant in whose account defendant also traded.

Thank you for submitting some email to us.