SEC
Whistleblower
Attorneys

December 03, 2018

Fifth Street Management LLC

Financial Fraud

SANCTION AMOUNT: $3983660

Defendants: Fifth Street Management LLC

Respondent agreed to settle charges that it: (1) misallocated certain expenses such as its rent to its business development company clients; and (2) failed to reasonably conduct quality control reviews of its business development company clients' quarterly valuation models, causing one client to materially overstate its net income.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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