SEC
Whistleblower
Attorneys

September 06, 2018

Blue Alternative Asset Management, L.L.C., Blue Capital Management, Inc., Mark Graham

Financial Fraud

SANCTION AMOUNT: $2527547

Defendants: Blue Alternative Asset Management, L.L.C., Blue Capital Management, Inc.
Mark Graham

Respondent investment advisers agreed to settle the Commission's findings that they engaged in a fraudulent scheme to conceal declining asset values in various client accounts, by making false statements and improperly redeeming investments from private funds they controlled.

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