SEC
Whistleblower
Attorneys

December 19, 2018

Andrew F. Nicoletta, Bella Industries LLC, Cranberry Rock Investments, Inc., J.J. Newport Group, Inc.

Trading and Pricing

SANCTION AMOUNT: $1092567

Defendants: Bella Industries LLC, Cranberry Rock Investments, Inc., J.J. Newport Group, Inc.
Andrew F. Nicoletta

Settlement of Commission's findings that Respondent Nicoletta, via the entity Respondents, committed numerous violations of Rule 105 of Regulation M under the Exchange Act. I.e., they purchased equity securities in covered offerings despite having sold short the same securities during the Rule’s defined restricted period.

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