SEC
Whistleblower
Attorneys
Landmark Lawsuit Filed Against SEC to Protect Future Whistleblowers

December 19, 2018

Andrew F. Nicoletta, Bella Industries LLC, Cranberry Rock Investments, Inc., J.J. Newport Group, Inc.

Trading and Pricing

SANCTION AMOUNT: $1092567

Defendants: Bella Industries LLC, Cranberry Rock Investments, Inc., J.J. Newport Group, Inc.
Andrew F. Nicoletta

Settlement of Commission's findings that Respondent Nicoletta, via the entity Respondents, committed numerous violations of Rule 105 of Regulation M under the Exchange Act. I.e., they purchased equity securities in covered offerings despite having sold short the same securities during the Rule’s defined restricted period.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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