July 24, 2019

Robert L. Baker, Jacob B. Herrera, Michael D. Bowen

Offering Fraud

SANCTION AMOUNT: 8075192.04

Defendants: Robert L. Baker, Jacob B. Herrera, Michael D. Bowen

The Commission found that Respondents were salesmen/cold-callers selling oil-and-gas interests as part of unregistered offerings. They settled charges of willfully violating securities laws through participation in the fraud perpetrated by "frack master" Christopher A. Faulkner.

Key Docs
Official SEC press release

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