sec whistleblower attorneys
July 24, 2019
Robert L. Baker, Jacob B. Herrera, Michael D. Bowen
Offering Fraud
SANCTION AMOUNT: 8075192.04
Defendants: Robert L. Baker, Jacob B. Herrera, Michael D. Bowen
The Commission found that Respondents were salesmen/cold-callers selling oil-and-gas interests as part of unregistered offerings. They settled charges of willfully violating securities laws through participation in the fraud perpetrated by "frack master" Christopher A. Faulkner.
- Key Docs
- Official SEC press release