SEC
Whistleblower
Attorneys

July 24, 2019

Robert L. Baker, Jacob B. Herrera, Michael D. Bowen

Offering Fraud

SANCTION AMOUNT: 8075192.04

Defendants: Robert L. Baker, Jacob B. Herrera, Michael D. Bowen

The Commission found that Respondents were salesmen/cold-callers selling oil-and-gas interests as part of unregistered offerings. They settled charges of willfully violating securities laws through participation in the fraud perpetrated by "frack master" Christopher A. Faulkner.

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