SEC
Whistleblower
Attorneys

March 22, 2018

Howard B. Present

Financial Fraud

SANCTION AMOUNT: $13801607

Defendants: Howard B. Present

The former CEO of investment management firm F-Squared Investments was found liable for false and misleading statements to investors concerning the firm's "AlphaSector strategy," an algorithmically balanced model portfolio of sector ETFs. Among other things, the strategy was touted as having a successful seven-year track record, which was longer than it had even been in existence.

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