SEC
Whistleblower
Attorneys

August 11, 2017

Steven Hicks, Southridge Capital Management LLC, Southridge Advisors LLC

Financial Fraud

SANCTION AMOUNT: $12864064

Defendants: Southridge Capital Management LLC, Southridge Advisors LLC
Steven Hicks

Defendants, a hedge fund manager and his investment advisory businesses, were found liable of illegally diverting investor money for use by other hedge funds that were illiquid and in need of cash.

Thank you for submitting some email to us.