SEC
Whistleblower
Attorneys

February 22, 2019

Walter C. Little, Andrew M. Berke

Trading and Pricing

SANCTION AMOUNT: $1008267

Defendants: Walter C. Little, Andrew M. Berke

Little, a law firm partner, accessed confidential documents on his firm's internal computer network related to at least 11 impending, market-moving announcements involving law firm clients, none of which he personally advised or billed for services. He then traded ahead of the announcements and often tipped his neighbor, Berke.

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