sec whistleblower attorneys
February 22, 2019
Walter C. Little, Andrew M. Berke
Trading and Pricing
SANCTION AMOUNT: $1008267
Defendants: Walter C. Little, Andrew M. Berke
Little, a law firm partner, accessed confidential documents on his firm's internal computer network related to at least 11 impending, market-moving announcements involving law firm clients, none of which he personally advised or billed for services. He then traded ahead of the announcements and often tipped his neighbor, Berke.
- Key Docs
- Official SEC press release
