SEC
Whistleblower
Attorneys

February 20, 2018

Eric J. McPhail, Douglas A. Parigian, John J. Gilmartin, Douglas Clapp, James A. Drohen, John C. Drohen, Jamie A. Meadows

Trading and Pricing

SANCTION AMOUNT: $1063799

Defendants: Eric J. McPhail, Douglas A. Parigian, John J. Gilmartin, Douglas Clapp, James A. Drohen, John C. Drohen, Jamie A. Meadows

Combined sanction as against all Defendants, most of whom were amateur golfers and friends in the New England area, and all of whom were alleged members of an insider trading ring that included a senior executive tipper (albeit unintentional) at American Superconductor Corporation.

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