SEC
Whistleblower
Attorneys

November 08, 2018

Eric P. Lesak, Global Research, LLC (PA), Global Research, LLC (NY)

Offering Fraud

SANCTION AMOUNT: $1922357

Defendants: Global Research, LLC (PA), Global Research, LLC (NY)
Eric P. Lesak

Final judgment entered in case alleging that Defendants, through cold calling, sold more than $2.8 million shares in penny stock company Axiom Holdings Inc. to more than 100 investors, but didn't tell any of them that Lesak had previously pled guilty to securities and wire fraud and been industry-barred. Defendants also didn't tell prospective investors that they were being paid thousands of dollars each month to promote Axiom.

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