SEC
Whistleblower
Attorneys

May 02, 2018

Mark Feathers

Offering Fraud

SANCTION AMOUNT: $7792961

Defendants: Mark Feathers

Sanction awarded after SEC won summary judgment, on allegations that Defendant and his company Small Business Capital Corp. raised $42 million by selling securities issued by Investors Prime Fund LLC and SBC Portfolio Fund LLC - two mortgage investment funds they controlled. However, promised high returns were funded in part with new investors’ money, in a Ponzi-like scheme.

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