SEC
Whistleblower
Attorneys

April 05, 2018

Merrill Robertson, Jr., Sherman C. Vaughn Jr., Cavalier Union Investments LLC

Offering Fraud

SANCTION AMOUNT: Approximately $8,000,000

Defendants: Cavalier Union Investments LLC
Merrill Robertson, Jr., Sherman C. Vaughn Jr.

This sanction was included in a final judgment against Robertson, who participated in defrauding investors. They were promised diversified holdings, but instead were bilked of nearly $6 million that was misappropriated and spent on personal expenses

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