SEC
Whistleblower
Attorneys

March 28, 2019

Dennis Gibb, Sweetwater Investments, Inc.

Financial Fraud

SANCTION AMOUNT: 1,164,747.4

Defendants: Sweetwater Investments, Inc.
Dennis Gibb

The SEC found that Respondents, an investment adviser and its owner (who also pleaded guilty in a parallel criminal case), stole more than $3 million from a private fund they managed to pay personal and business expenses. The theft was concealed using fraudulent account statements and tax documents.

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal and NPR
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