SEC
Whistleblower
Advocates

SEC Whistleblower Cases

SEC Whistleblower Cases

Maximum Award in Action Against Paradigm Capital

  • April 25, 2017

In 2014, investment advisory firm Paradigm Capital Management and its owner paid $2.2 million to settle charges charges of violating the federal securities laws by engaging in prohibited and undisclosed principal transactions on at least 83 separate occasions, among other charges. Our client received the maximum possible award.

Thank you for submitting some email to us.