SEC
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SEC Whistleblower Cases

SEC Whistleblower Cases

Whistleblower Clients Awarded More than $83 Million

  • March 19, 2018

In 2016, the SEC announced settlements with Merrill Lynch totaling $415 million for its misuse of customer funds to generate profits for the financial services firm. Merrill Lynch also failed to safeguard customer securities from the claims of its creditors. Whistleblowers represented by Labaton Sucharow reported the violations to the SEC.

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