SEC
Whistleblower
Advocates

SEC WHISTLEBLOWER AWARDS

Awards Granted

Impacting Factors*

Both positive and negative factors are used to determine the award. Below are the factors, and how they appear to relate to the published awards.

In the 30 of 33 cases where information was disclosed...

Positive Factors

Signifigance of the Information Provided
100%
Assistance Provided
63%
Law Enforcement Interest
27%
Participation in Internal Compliance Systems
17%

Negative Factors

Culpability
3%
Unreasonable Reporting Delay
10%
Interference with Internal Compliance and Reporting Systems
3%

Awards Granted

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Facts & Figures

Awards Denied
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