SEC
Whistleblower
Advocates

SEC WHISTLEBLOWER AWARDS

Awards Granted

Impacting Factors*

Both positive and negative factors are used to determine the award. Below are the factors, and how they appear to relate to the published awards.

In the 33 of 36 cases where information was disclosed...

Positive Factors

Signifigance of the Information Provided
100%
Assistance Provided
63%
Law Enforcement Interest
28%
Participation in Internal Compliance Systems
15%

Negative Factors

Culpability
6%
Unreasonable Reporting Delay
12%
Interference with Internal Compliance and Reporting Systems
3%

Awards Granted

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Facts & Figures

Awards Denied
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