SEC
Whistleblower
Advocates

SEC WHISTLEBLOWER AWARDS

Awards Denied

Denial Justifications*

Breakdown of justifications cited in 63 denial orders
Ineligible Applicant
0%
Not Original Information
22%
Information Not Voluntarily Provided
0%
Information did not lead to a successful enforcement action
67%
Form and Manner of Submission/Application Did Not Comply With Program Rules
41%
Failed to Report a Securities Violation
8%
Applicant Knowingly Made False, Fictitious, or Fraudulent Statements or Representations
3%
None Disclosed
1%

Awards Denied

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Awards Granted
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