SEC
Whistleblower
Advocates

February 13, 2017

Thomas R. Stanley II

Offering Fraud

SANCTION AMOUNT: $8,636,344

Defendants: Thomas R. Stanley II

The SEC found that respondent offered and sold 120 promissory notes to 68 investors through a number of limited liability companies and corporations, raising at least $7.62 million. However, respondent allegedly misrepresented his track record in soliciting investments, and funds were not always used as represented/disclosed. Most egregiously, some funds were allegedly used to purchase a restaurant and a yacht for respondent's own use. Also, respondent allegedly commingled funds among his entities.

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