SEC
Whistleblower
Advocates

January 13, 2017

Gregg R. Mulholland

Trading and Pricing

SANCTION AMOUNT: $24,659,355.57

Defendants: Gregg R. Mulholland

Defendant, a Canadian citizen, was a microcap promoter charged with illegally selling more than 83 million penny stock shares that he secretly obtained through at least 10 different offshore front companies, for proceeds of at least $21 million. No registration statement was filed or in effect covering the sales and no exemption from registration was available. The sales were thus in violation of the Securities Act of 1933,

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