January 13, 2017
Gregg R. Mulholland
Trading and Pricing
SANCTION AMOUNT: $24,659,355.57
Defendants: Gregg R. Mulholland
Defendant, a Canadian citizen, was a microcap promoter charged with illegally selling more than 83 million penny stock shares that he secretly obtained through at least 10 different offshore front companies, for proceeds of at least $21 million. No registration statement was filed or in effect covering the sales and no exemption from registration was available. The sales were thus in violation of the Securities Act of 1933,
- Key Docs
- Official SEC press release