SEC
Whistleblower
Advocates

August 31, 2016

RBC Capital Markets, LLC

Financial Fraud

SANCTION AMOUNT: $2,577,759

Defendants: RBC Capital Markets, LLC

Settlement of allegations that Respondent caused materially false and misleading disclosures about its valuation analysis to be included in a proxy statement for Rural/Metro Corporation’s sale in 2011 to a private equity firm.

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