SEC
Whistleblower
Advocates

May 19, 2016

Phil Mickelson

Trading and Pricing

SANCTION AMOUNT: $1,037,030

Defendants: Phil Mickelson

Voluntary disgorgement (as a relief defendant who was not charged with wrongdoing) of profits and interest allegedly realized by virtue of a tip from sports gambler, William “Billy” Walters, allegedly consisting of material nonpublic information about Dean Foods Company. Mickelson allegedly owed a gambling debt to Walters at the time of the tip, which the profits were used to repay.

Thank you for submitting some email to us.