SEC
Whistleblower
Advocates

January 19, 2016

Equinox Fund Management, LLC

Financial Fraud

SANCTION AMOUNT: $6,400,067

Defendants: Equinox Fund Management, LLC

Settlement of allegations that Respondent calculated management fees contrary to the method described in registration statements also deviated from its disclosed valuation methodology for a managed futures fund. Respondent allegedly overcharged the fund $5.4 million in fees.

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