SEC
Whistleblower
Advocates

October 14, 2015

J.P. Morgan Investment Management Inc.

Market Manipulation

SANCTION AMOUNT: $1,084,210

Defendants: J.P. Morgan Investment Management Inc.

Settlement of allegations of ten violations of Rule 105 of federal securities laws, which prohibits short selling an equity security during a restricted period in advance of a public offering and then purchasing the security in the offering. Alleged profits of $662,763.

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