SEC
Whistleblower
Advocates

January 31, 2016

Barclays Capital Inc.

Financial Fraud

SANCTION AMOUNT: $35,000,000

Defendants: Barclays Capital Inc.

Respondent violated federal securities laws in connection with the operation of its dark pool, by misrepresenting its policing efforts, overriding its surveillance tool, and misleading subscribers about data feeds.

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