SEC
Whistleblower
Advocates

December 18, 2015

JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC

Financial Fraud

SANCTION AMOUNT: $267,000,000

Defendants: JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC

Respondents failed to disclose conflicts of interest to clients, in that they preferred to invest clients in the firm’s own proprietary investment products without properly disclosing this preference, thus depriving clients of information needed to make fully informed investment decisions.

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