SEC
Whistleblower
Advocates

June 15, 2015

Helmut Anscheringer

Trading and Pricing

SANCTION AMOUNT: $2,851,768

Defendants: Helmut Anscheringer

Settlement of charges of insider trading after Swiss trader allegedly purchased stock and call options in AuthenTec Inc. upon learning from a longtime friend related to an AuthenTec executive that Apple proposed to buy the company. More than $1.8 million in alleged, illicit profits.

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