SEC
Whistleblower
Advocates

June 09, 2015

Andrew L. Evans

Market Manipulation

SANCTION AMOUNT: $1,009,988

Defendants: Andrew L. Evans

Settlement of allegations of repeated violations of Rule 105 of the federal securities laws through defendant's firm Maritime Asset Management, LLC. Rule 105 prohibits short selling an equity security during a restricted period in advance of a public offering and then purchasing the security in the offering. Alleged profits of $582,175.

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