SEC
Whistleblower
Advocates

September 16, 2014

Whitebox Advisors LLC

Market Manipulation

SANCTION AMOUNT: $1,202,925

Defendants: Whitebox Advisors LLC

Settlement of allegations of five violations of Rule 105 of federal securities laws, which prohibits short selling an equity security during a restricted period in advance of a public offering and then purchasing the security in the offering. Alleged profits of $788,779.

Thank you for submitting some email to us.