SEC
Whistleblower
Advocates

November 16, 2015

Virtus Investment Advisers, Inc.

Financial Fraud

SANCTION AMOUNT: $16,500,000

Defendants: Virtus Investment Advisers, Inc.

Settlement of charges that Respondent misled certain investors with advertisements containing false historical performance data about a major-exchange traded fund portfolio strategy it used, namely, the AlphaSector strategy from subadviser F-Squared Investments Inc. F-Squared was also heavily sanctioned in connection with the AlphaSector strategy.

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