SEC
Whistleblower
Advocates

September 21, 2015

First Eagle Investment Management, LLC, FEF Distributors, LLC

Financial Fraud

SANCTION AMOUNT: 39,747,879.75

Defendants: First Eagle Investment Management, LLC, FEF Distributors, LLC

Commision found that affiliated Respondents unlawfully caused the funds to pay nearly $25 million for distribution-related services, rather than making the payments out of the Respondents’ own assets as stated in the funds’ prospectus disclosures , and inaccurately reported to the funds’ boards how these payments were made.

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