SEC
Whistleblower
Advocates

August 12, 2015

ITG Inc., AlterNet Securities, Inc.

Trading and Pricing

SANCTION AMOUNT: $20,337,836

Defendants: ITG Inc., AlterNet Securities, Inc.

Settlement of charges that affiliated Respondents operated a secret trading desk called "Project Omega" and misused the confidential trading information of dark pool subscribers, despite representations that they were an "agency only" broker with no conflicting interests with customers.

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