August 12, 2015
ITG Inc., AlterNet Securities, Inc.
Trading and Pricing
SANCTION AMOUNT: $20,337,836
Defendants: ITG Inc., AlterNet Securities, Inc.
Settlement of charges that affiliated Respondents operated a secret trading desk called "Project Omega" and misused the confidential trading information of dark pool subscribers, despite representations that they were an "agency only" broker with no conflicting interests with customers.
- Key Docs
- Official SEC press release