SEC
Whistleblower
Advocates

June 01, 2016

Blackstreet Capital Management, LLC, Murry N. Gunty

Trading and Pricing

SANCTION AMOUNT: $3,122,737

Defendants: Blackstreet Capital Management, LLC
Murry N. Gunty

Commission found that private equity investment adviser and its founder/managing member received tranaction-based compensation for brokerage services while not registered as a broker, collected unauthorized fees and made unauthorized use of fund assets, and failed to act as required in the interests of a fund. Appropriate written policies and procedures had not been adopted/implemented.

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