SEC
Whistleblower
Advocates

December 01, 2015

Chad P. Smanjak

Market Manipulation

SANCTION AMOUNT: $2,465,249

Defendants: Chad P. Smanjak

"Pump-and-dump" scheme in 2008 in stock of Rudy Nutrition (founded by Rudy Ruettiger, known inspiring the motion picture “Rudy”), which generated more than $11 million in illicit profits. Defendant participated in false and misleading statements in company press releases, SEC filings, and promotional materials, and engaged in manipulative trading, and selling unregistered shares to investors.

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