SEC
Whistleblower
Advocates

May 28, 2015

Adam S. Gottbetter

Market Manipulation

SANCTION AMOUNT: $4,600,000

Defendants: Adam S. Gottbetter

Settlement of allegations against securities lawyer that he used his New York law office as the headquarters for planning and implementing manipulation of the stocks of Kentucky USA Energy Inc., Dynastar Holdings Inc. and (with some newfound collaborators) HBP Energy Corp. Plans included fraudulent trades generated by a trading algorithm, and promotion through call centers, roadshows, and an exchange listing.

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