May 28, 2015
Adam S. Gottbetter
Market Manipulation
SANCTION AMOUNT: $4,600,000
Defendants: Adam S. Gottbetter
Settlement of allegations against securities lawyer that he used his New York law office as the headquarters for planning and implementing manipulation of the stocks of Kentucky USA Energy Inc., Dynastar Holdings Inc. and (with some newfound collaborators) HBP Energy Corp. Plans included fraudulent trades generated by a trading algorithm, and promotion through call centers, roadshows, and an exchange listing.
- Key Docs
- Official SEC press release