SEC
Whistleblower
Advocates

December 22, 2014

F-Squared Investments

Financial Fraud

SANCTION AMOUNT: $35,000,000

Defendants: F-Squared Investments

Settlement with marketer of ETF index products for falsely advertising its "Alphasector" products as performing successfully for years, using data that was derived from backtesting and thus not supportive of these claims. These false descriptions were also included in filings with the SEC.

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