SEC
Whistleblower
Advocates

September 12, 2016

BOKF, NA

Municipal Securities Fraud

SANCTION AMOUNT: $1,667,721

Defendants: BOKF, NA

Indenture trustee and dissemination agent failed to inform municipal bondholders of numerous fraud signals. Offerings were managed by Christopher Brogdon of Atlanta, the debt issued to finance purchases and renovations of senior living facilities. However, Brogdon withdrew and failed to replenish money from reserve funds, and failed to file annual financial statements. Further, nursing home facilities serving as collateral for one of the offerings had been closed for years.

Thank you for submitting some email to us.