SEC
Whistleblower
Advocates

June 09, 2015

Andrew L. Evans

Market Manipulation

SANCTION AMOUNT: $1,009,988

Defendants: Andrew L. Evans

Canadian trader through his firm allegedly violated Rule 105 of federal securities laws, which prohibits short selling an equity security during a restricted period in advance of a public offering and then purchasing the security in the offering. The trader allegedly profited $582,175 through a number of these low-to-no risk illegal trading maneuvers with U.S. stocks.

Thank you for submitting some email to us.