SEC
Whistleblower
Advocates

January 16, 2015

Magdalena Tavella, Andres Horacio Ficicchia, Gonzalo Garcia Blaya, Lucia Mariana Hernando, Cecilia De Lorenzo, Adriana Rosa Bagattin, Daniela Patricia Goldman, Mariano Pablo Ferrari

Trading and Pricing

SANCTION AMOUNT: $34,616,801

Defendants: Magdalena Tavella, Andres Horacio Ficicchia, Gonzalo Garcia Blaya, Lucia Mariana Hernando, Cecilia De Lorenzo, Adriana Rosa Bagattin, Daniela Patricia Goldman, Mariano Pablo Ferrari

Default judgment against remaining defendants in case alleging unlawful distribution of Biozoom (penny) stock without an effective registration statement for their sales. The other defendants appeared and were not assessed monetary penalties. Defendants claimed to have acquired their shares from shareholders of a predecessor entity and provided purchase documents, but these were apparently fabricated because the purported sellers no longer owned shares at the relevant time.

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