Senior Issues in Financial Services Regulation

The DC Bar Investors Rights Committee, which is chaired by Labaton Sucharow partner Steve Durham, is sponsoring an upcoming panel discussion where practitioners and regulators will share their views on how financial firms and their employees can navigate senior issues. The panel will explore regulations at the state and federal levels, including initatives by the SEC and FINRA, as well as current SEC examination trends.  Click here for more information and to register.

Panelists include:

  • Marina Baranovsky, Scitus Consulting
  • Stephen Deane, CFA, Investors Engagement Advisor, Office of the Investor Advocate, U.S. Securities and Exchange Commission Office
  • Valeria Mirko, General Counsel, North American Securities Administration Association
  • Jeanette Wingler, FINRA

Senior Issues in Financial Services Regulation
Wednesday, February 20, 2019, 12:00pm-1:30pm

D.C. Bar
901 4th St NW
Washington, D.C. 20001

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