Facts and Figures

Mapping Misconduct: An Overview of Significant SEC Enforcement Actions Since the Passage of the Sarbanes-Oxley Act of 2002, Labaton Sucharow, 2012

Ethics & Action Survey: Voices Carry, Labaton Sucharow, 2012

Wall Street, Fleet Street, Main Street: Corporate Integrity at a Crossroads, A Survey of the US & UK Financial Services Industry, Labaton Sucharow, 2012

Inside the Mind of a Whistleblower – Supplemental Report to 2011 National Business Ethics Survey, Ethics Resource Center, 2012

National Business Ethics Survey, Ethics Resource Center, 2011

Ethics & Action Survey, Labaton Sucharow, 2011

Littler Mendelson Whistleblower Survey, Littler Mendelson, 2011

Whistleblower Policies & Procedures Survey, TheCorporateCounsel.net, 2011

Annual Report of the Dodd-Frank Whistleblower Program, US Securities and Exchange Commission, 2011

Annual Report of the Dodd-Frank Whistleblower Program, US Securities and Exchange Commission, 2010

Recent SEC Annual Reports:

• Performance and Accountability Report, US Securities and Exchange Commission, 2011
• Performance and Accountability Report, US Securities and Exchange Commission, 2010
• Performance and Accountability Report, US Securities and Exchange Commission, 2009

The Release of Statistics on Ethics and Compliance Programs in Enforcement Decisions:  A Joint Report to the U.S. Department of Justice, Ethics Resource Center, Ethics and Compliance Officer Association, and The Society for Corporate Compliance and Ethics, 2011

Ethics and Workplace Survey, Deloitte, 2010

Ethics and Employee Engagement, Ethics Resource Center, National Business Ethics Survey, 2009

Retaliation: The Cost to Your Company and Its Employees, Ethics Resource Center, 2009

The Importance of Ethical Culture: Increasing Trust and Driving Down Risks, Ethics Resource Center, 2009 

Integrity Survey, KPMG LLP, 2008-09

If you have recommendations for other important surveys or reports to add to this list, please contact us!