The genius of the whistleblower provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act, specifically the SEC Whistleblower Program, is that it recognized that law enforcement authorities and financial regulators cannot effectively and efficiently police the financial marketplace without the assistance of private individuals and entities. But the truth is, the laws that govern the securities industry can be complex. A Securities Law Primer, the second in our six-part "Whistleblowing in the Corporate World" webinar series presented with Thomson Reuters, provides important information to help individuals and responsible organizations determine whether a violation of the federal securities laws has occurred, assess the significance of the violation, and better understand the factors that go into a successful enforcement action. Stay tuned for news and updates on other webinars and feel free to check out our entire digital library in our resource center.
So You're Not a Securities Lawyer? Don't Worry...
Jordan Thomas - Tuesday, October 09, 2012
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Website Editor &
SEC Whistleblower Advocate
Jordan A. Thomas
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